-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TKLb4udKtE1dTJrIe3EsyuvDbtF76U5FmWu1iwMFldfj0HQEpfELx7wNizq/aSWi 2tPByIfCdGOmuI3mbDWWTg== 0000950152-96-000522.txt : 19960216 0000950152-96-000522.hdr.sgml : 19960216 ACCESSION NUMBER: 0000950152-96-000522 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INVACARE CORP CENTRAL INDEX KEY: 0000742112 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 952680965 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35958 FILM NUMBER: 96520235 BUSINESS ADDRESS: STREET 1: 899 CLEVELAND ST STREET 2: P O BOX 4028 CITY: ELYRIA STATE: OH ZIP: 44036 BUSINESS PHONE: 2163296000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RICHEY JOSEPH B II CENTRAL INDEX KEY: 0000937769 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 899 CLEVELAND STREET STREET 2: PO BOX 4028 CITY: ELYRIA STATE: OH ZIP: 44036 BUSINESS PHONE: 2166228207 SC 13G/A 1 JOSEPH RICHEY/ INVACARE 1 OMB APPROVAL ------------------------ OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per response..14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 10)* Invacare Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Class B Common Shares - -------------------------------------------------------------------------------- (Title of Class of Securities) 46 1203 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on the following page(s)) Page 1 of 6 Pages 2 CUSIP NO. 46 1203 10 1 13G PAGE 2 OF 6 PAGES 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joseph B. Richey, II 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / Not Applicable (b) / / 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF 653,662 Class B Common Shares SHARES 260,180 Common Shares (Options) BENEFICIALLY 62,452 Common Shares OWNED BY EACH REPORTING 6 SHARED VOTING POWER PERSON WITH 19,760 Class B Common Shares 5,382 Common Shares 7 SOLE DISPOSITIVE POWER 653,662 Class B Common Shares 260,180 Common Shares (Options) 62,452 Common Shares 8 SHARED DISPOSITIVE POWER 19,760 Class B Common Shares 5,382 Common Shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 673,422 Class B Common Shares 260,180 Common Shares (Options) 67,834 Common Shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Class B Common Shares currently owned entitle the Reporting Person to exercise 9.47% of total voting power. If all Class B Common Shares of the Company were converted, the Reporting Person would own 3.35% of Common Shares. 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 6 Pages 3 INVACARE CORPORATION Amendment No. 10 to Schedule 13G Joseph B. Richey II Item 1(a). Name of Issuer: - --------------------------- Invacare Corporation Item 1(b). Address of Issuer's Principal Executive Offices: - ------------------------------------------------------------ P.O. Box 4028 899 Cleveland Street Elyria, Ohio 44036 Item 2(a). Name of Person Filing: - ---------------------------------- Joseph B. Richey II Item 2(b). Address of Principal Business Office, or, if none, residence: - ------------------------------------------------------------------------- Joseph B. Richey II P.O. Box 4028 899 Cleveland Street Elyria, Ohio 44036 Item 2(c). Citizenship: - ------------------------ United States Item 2(d). Title of Class of Securities: - ----------------------------------------- Class B Common Shares, without par value Item 2(e). CUSIP Number: - ------------------------- 461203 10 1 Item 3. Statements Filed Pursuant to Rule 13d-1(b) or 13d-2(b): - ---------------------------------------------------------------- Not Applicable Item 4. Ownership: - ------------------- (a) Amount Beneficially owned: 673,422 Class B Common Shares which carry 10 votes per share and are convertible at any time into Common Shares, 260,180 Common Shares which may be acquired upon the exercise of options, and 67,834 Common Shares; Page 3 of 6 Pages 4 (b) Percent of Class: Class B Common Shares, plus Common Shares and options, currently owned entitle the Reporting Person to exercise % of total voting power. If all Class B Common Shares of the Company were converted, Reporting Person would own % of Common Shares. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote -- 653,662 Class B Common Shares which carry 10 votes per share and are convertible at any time into Common Shares, 260,180 Common Shares which may be acquired upon the exercise of options, and 62,452 Common Shares; (ii) shared power to vote or to direct the vote -- 16,000 Class B Common Shares owned by Custodian for IRA, 3,760 Class B Common Shares owned by Trustee for Stock Bonus Plan and 5,382 Common Shares owned by Trustee for Stock Bonus Plan; (iii) sole power to dispose or to direct the disposition of -- 653,662 Class B Common Shares which carry 10 votes per share and are convertible at any time into Common Shares, 260,180 Common Shares which may be acquired upon the exercise of options, and 62,452 Common Shares; and (iv) shared power to dispose or to direct the disposition of -- 16,000 Class B Common Shares owned by Custodian for IRA, 3,760 Class B Common Shares owned by Trustee for Stock Bonus Plan and 5,382 Common Shares owned by Trustee for Stock Bonus Plan. McDonald & Company Securities, Inc. holds 16,000 of the Class B Common Shares indicated as custodian for an Individual Retirement Account for Joseph B. Richey. Such shares are held in the name of "McDonald & Company Securities, Inc. custodian FBO Joseph B. Richey IRA Rollover." Item 5. Ownership of Five Percent or Less of a Class: - ------------------------------------------------------ Not Applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: - ------------------------------------------------------------------------- Not Applicable Item 7. Identification and Classification of the Subsidiary Which - ------------------------------------------------------------------ Acquired the Security Being Reported on By the Parent ----------------------------------------------------- Holding Company: ---------------- Not Applicable Item 8. Identification and Classification of Members of the Group: - ------------------------------------------------------------------- Page 4 of 6 Pages 5 Not Applicable Item 9. Notice of Dissolution of Group: - ---------------------------------------- Not Applicable Item 10. Certification: - ------------------------ Not Applicable Page 5 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----